BUSINESS

Our Business

We invest directly in various forms of corporate finance
and provide capital-raising advisory tailored to our clients’ needs.

01 · CORPORATE FINANCE

Corporate Finance Investment

Third-Party Placements

Subscription to new shares (common or convertible preferred) issued through third-party placements

Unsubscribed Shares

Purchase at a premium of shares forfeited by major shareholders in shareholder rights offerings

Equity-Linked Bonds (CB · BW · EB)

Participation in public and private placements

Warrants

Acquisition of detachable BW warrants, both at issuance and from major shareholders after issuance

Block Deals

Block purchases of treasury shares and stakes held by major shareholders and related parties

Open-Market Investment

Open-market purchases of shares in undervalued listed companies

02 · ADVISORY

Capital-Raising Advisory

We propose the most suitable funding method, reflecting not only the company’s situation, such as interest rates, timing and repayment plans, but also market conditions and the needs of major shareholders.
Once funding is secured, we also connect the company with outside investors and networks that can create business synergies.

Raising funds through a rights offering

Cost-efficient capital-raising structures by issuance type (convertible preferred, common shares, bonds, etc.), introduction of lead managers with competitive fees, brokerage of tradable rights certificates (preemptive subscription rights) to minimize unsubscribed shares, and sourcing of third-party placement investors

Issuing CBs, BWs or EBs

Connecting clients with securities firms offering competitive financing terms and fees, reflecting major shareholders’ wishes to purchase warrants, and sourcing buyers for bonds and warrants

Selling a stake

Attracting investors when treasury shares need to be monetized, and finding buyers when major shareholders or executives sell their stakes

03 · M&A · SPAC

M&A · SPAC · Strategic Alliances

M&A

We take part in acquisitions and divestitures of controlling stakes as an investor or advisor.

SPAC

We participate in listings through mergers with special purpose acquisition companies (SPACs).

Strategic Alliances

We connect our portfolio companies with strategic partners that can create business synergies.